Ping an a55et by the Securities Co04i55ion investigation proof as the focus

After xiaojunxiu this newspaper confirmed that ping (601,318, unit) subsidiary of ping an asset management company (hereinafter "the peace funding tube") is receiving Shenzhen securities Bureau of investigation, the cause is the different accounts of the management of the company shares in early January at the haixin (600,851, unit) reverse transactions on the same day. Ping an Chinese pipe on June 17 to the present report and a written reply that "we are now actively to meet the relevant departments, no disclosure of information. "Recommended reading insurance weekly: Storm safe involvement haixin shares owned pipe investigation storm disaster danger-don't forget to vote Wade was the protection of health is expected within months of funds granted 1 billion insurance product specification for more selling short China insurance regulatory Commission to be more variable annuity insurance into a bear market life-saving straw tendencies on the other side of risk capital investment balance? Deciphering the trader password, grasp the main trends under the regulatory, reverse operation has not been banned on the same day, but require different portfolio out of the decision-making basis and reasonable explanation; if only different accounts to lift share prices, and absence of evidence will be classified as illegal operation of the decision. Therefore, peace funding tube can have the "decision based on" become a focus of the illegal transactions. Origin haixin shares in January, ping an Chinese pipe in haixin shares three days on the same day the reverse operation of Shenzhen Bureau of securities "great concern". Three consecutive days on January 4, 5th, 6th, peace funding tubes coming out of different accounts shangzhengsuo commodities trading platform, to sell the haixin shares since buying behavior. On January 4, the price to $ 6.67 12 million shares on January 5, to $ 7.24 per share price of 17 million shares on January 6, price per share of $ 8.13 sold 1.5 million units. The three-day sale of seats are on the same day "safe asset management limited liability company". Informed sources said: "because the trading seat in Shenzhen, later found to be safe asset management company. "The market had on January 7 on ping an Chinese pipe haixin shares trading above questioning, ping an Chinese pipe external explanation is due to the configuration of the equities portfolio adjustment, need to be in accordance with fair prices for commodities trading, stocks transferred from one portfolio to another part of portfolio, so basic to close deal on the day. For above January on sea Yan shares of Clearance sacrifice zhihou, peace funded tube in sea Yan shares in the of Qian ten flow unit of account occurred changes, by original last year four quarter two a account ("China peace insurance group company limited-group this level-owned funds" and "China peace life insurance company limited-universal-a insurance universal") replace into this year a quarter of another three a account ("China peace life insurance company limited-traditional-general insurance products", and "China peace life insurance company limited-dividends-mission insurance dividends", and "China peace life insurance company limited-cast even-a insurance cast even"). After "turn upside down", the peace funding tube holding haixin shares dropped from 4.74% to 3.99% in the first quarter. "If is high on the ship, should be proportional reduction of the cash, less is safe to take on the secondary market deals, and used from the same company's accounts to easily check, so from that point of view is less likely to pull down high shipments. "Analysis of a Fund Manager said. In addition, ping an Chinese pipe in January a massive internal account "adjustment bin", the reporter found, January 4, ping an Chinese pipe for a total of 25 acts of internal adjustment bin, haixin shares also are in the safe these days owned pipe "reducing warehouse" period. Key peace capital of proof tubes at the haixin shares for three days on the same day the reverse operation, according to the regulation, reverse operation has not been banned on the same day, but for this manual regulation increasingly strict. 2008 the Commission published the fair trade of securities investment fund management system guidance, 19th article, relevant portfolio manager exception transactions should be rational explanation. In order to prevent illegal transactions, regulators to reverse operations provides more detail on the same day, SFC published late May this year the fair trade of securities investment fund management system of the revised draft guidance, which provides that "between different combinations of the same day if exist a reverse on a particular securities transaction, regulatory requirements on its policy objective requires reverse transactions, decisions should be based on the retention of the company to be checked." From the above regulations, different accounts at the same company the same day in a reverse operation has not been banned, but the new requirements more stringent. These people said, the key now is to see if the Fund Manager of the Green owned tube to close the haixin shares research, different accounts safely change authorization decision, trade execution, evaluation, research, and so on are well documented, in accordance with strict management to perform the operation, "take that evidence is the key. "Reporter learned that ping an Chinese company established a covered pool management, investment research, stock investment approval, wind control, firewall, and a series of investment stock investment wind control system, and curing a critical investment in the investments IT system business process, but on the haixin shares followed the wind regime is unknown. Also in January 4, ping an securities haixin shares "recommendations" report, entitled the rectal cancer therapeutic vaccine (APDC) prominence value, 50% shares at least underestimated, release time points are consistent with ping an Chinese pipe reverse operation time on the same day, hence the peace in haixin shares if there "after the first push" suspect? People familiar with the above said: "this is not the focus of regulatory investigations, ping an securities and ping an Chinese pipe such as order haixin shares for rigorous research, has a set of decision-making procedures and the reporting procedure, it is difficult to conclude that the two join forces on this stock. "This year, the securities sector on public placement Fund, securities firms, listed companies and other institutions for a series of acts of a serious investigation, but for insurance asset management and private equity funds did not address. And now, ping an Chinese tube as insurance asset management is also included in the scope of investigation, "regulatory approach is more stringent, regulation is also increasingly widespread, green it is bumped this investigation points in time. "So one person market evaluation.